Opening Hours : Monday to Friday - 10am to 6pm

Address: 1st floor, 35-B, Block A, HBFC
Faisal Town, Lahore, Pakistan

KYC Certification Workshop

This training is especially designed for Banking Customer Due Diligence analysts and Team Leaders. It is also very relevant for Customer Support staff, Risk Management analysts and AML Compliance officers.

Workshop Objectives

Workshop Duration

3 Day Workshop

Workshop Overview

  • The Trocca case
  • What would you do?
  • Feedback & Learning objectives
  • KYC is intended to manage risk
  • Definition of a customer
  • Types of customers in financial services
  • Types of risk: Regulatory, legal, financial, reputational
  • Regulations related to KYC 
  • Categories of risk: Customer, jurisdiction, product, channel
  • Customer risk and red flags
  • Politically exposed person risk and red flags
  • Shell company risk and red flags
  • Jurisdiction risk and red flags
  • Product risk and red flags
  • Product risk and red flags (Case example)
  • Channel risk and red flags
  • Risk-based approach to business, Controlling risk, Residual risk equation, Risk-based approach to KYC (initial and ongoing)
  • Following organization-specific policies and procedures, Four research steps, Duty to report, Tipping off
  • Assess: To ask, plan, and prepare
  • Three lines of defense
  • Who reads the KYC customer profile, and why?
  • Data security and privacy, Levels of due diligence, Customer identification process for a natural person, Customer identification process for a legal person, Documentary verification: Primary and secondary, Non-documentary verification: Primary and secondary, Documentary verification: Primary and secondary (Knowledge check)
  • CDD for a natural person, CDD for a legal person, Risk based escalation
  • How much research is reasonably enough?
  • Comprehensive course notes
  • Morning tea, lunch and afternoon tea





1st floor, 35-B, Block A, HBFC Faisal Town, Lahore, Pakistan


Scroll to Top